Abstract
Study design:
Unrandomized trial.
Objectives:
To investigate the structural and functional relationships and the progression of muscle atrophy up to 20 years of spastic paraplegia.
Setting:
Clinical follow-up in Vienna, Austria; muscle biopsies analyzed by light microscopy in Padova and by electron microscopy (EM) in Chieti, Italy.
Methods:
Force was measured as knee extension torque; trophism by computer tomography scan; tissue composition and fiber morphology by histopathology and EM.
Results:
In the long-term group of patients (17.0±2.6 years), force and size of thigh muscles were only slightly different from those of mid-term subjects (2.2±0.5 years). Histology and ultrastructure confirm that the difference in average size of muscle fibers between long-term and mid-term paralyzed leg muscles is actually very small. In addition, muscle fibers maintain the striated appearance characteristic of normal skeletal fibers even after 14–20 years of paralysis. Ultrastructural alterations of the activating and metabolic machineries, and the presence of fibers with lower motor neuron denervation features, may explain the low-force output and the reduced endurance of paretic muscles.
Conclusion:
The stable muscle atrophy that characterizes long-lasting spastic paraplegia suggests that there are no upper-time limits to begin a training program based on functional electrical stimulation.
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Introduction
Over the years, the use of functional electrical stimulation (FES) to restore movement of the limbs of paralyzed patients has been extensively discussed. 1, 2, 3 There are numerous long-term spinal cord injury (SCI) patients (from 10 to 20 years after SCI) who could benefit from FES treatments, but information on their muscle conditions is scarce, in particular, on excitation–contraction (EC) coupling and myofibrillar apparatuses at the electron microscopy (EM) level.
We have recently studied long-term atrophy progression in patients suffering from complete lesion of lower motor neuron (Cauda Equina Syndrome). Our observations showed that: (i) human skeletal muscles survive longer (in years) than generally accepted on the basis of experiments in rodents;4, 5, 6 (ii) recovery to clinically significant muscle size and function occurs in mid-term (3–5 years) lower motor neuron SCI subjects;7, 8 but (iii) starting FES within the first year post-lesion results in a better recovery of muscle function than when started many years after SCI.9
To date, however, there is little knowledge about the long-term progression of muscle atrophy in upper motor neuron lesion (UML) patients . Indeed, the many reports published in the past have mostly studied muscle properties up to 3–5 years post-SCI. After the first few months, in which muscle mass decreases significantly,10, 11, 12 muscle atrophy reaches a steady state. Within the first month, the thickness of the muscle bulk, measured by ultrasound, decreases up to 40%.12, 13 It is reasonable to indicate the period up to 3 months as the ‘early phase’ of disuse paraplegia. Afterwards, a 50% stable atrophy in spastic incomplete paralysis is well documented up to 2 years after SCI.13, 14, 15, 16, 17, 18 This time span (from 1.6 to 3.0 years) in the present paper is referred to as the ‘mid-term’ phase (MT). Information on the following periods, in particular, up to 20 years post-SCI (as in our ‘long-term’ group, LT), is quite poor.19
For this reason, we decided to compare, by functional and structural analyses, the muscles of SCI patients affected by long-term complete UML.
Here, we report that mid- (2 years after SCI) and long-term (15–20 years after injury) upper motoneuron-injured muscle does not undergo the degenerative process (muscle fiber substitution with adipose and fibrotic tissue) that devastates the muscles of 3-year lower motor neurons lesion subjects.7, 8 In UML (spastic) paraplegia, human muscles seem to soon reach and sustain a stable atrophy.
On the other hand, they may contain variable amounts of lower motoneuron-denervated muscle fibers. Furthermore, our present EM observations on the structural alterations of the metabolic and activating apparatuses, could definitely account for the poor function of paraplegic muscles, which are weak and fatigable in spite of their not-so-small mass.
Materials and methods
Patients
The study included 10 subjects who had experienced traumatic SCI affecting the upper motor neuron (from T4 to T12). All subjects enrolled in the project were volunteers, who had received detailed information and had signed an informed consent. Biopsies were obtained as pre-FES sampling from patients who were going to undergo a 2-year FES treatment. Patients were divided into two groups: a mid-term group composed of six patients paralyzed for 2.2±0.5 years and a long-term group formed by four patients paralyzed for 17.0±2.6 years (mean±s.d.). All subjects were classified as ASIA A. Age, sex, body weight, height, etiology and level of SCI are reported in Table 1. None of them were treated with FES during the last 2 years before muscle biopsy.
Experimental setting
Clinical and functional assessments, as well as follow-up and muscle biopsies, were performed at the Wilhelminenspital, Vienna, Austria. Light microscopy analyses were performed at the University of Padova, Italy, while EM observations were carried out at the University of Chieti, Italy.
Computer tomography scan
Complete cross-sectional area and density (measured in Hounsfield units, HU) of the quadriceps muscle and hamstrings were determined as described by Modlin et al.9 Patients were positioned so that the top of the trochanter major of both femur bones were aligned in the same plane of the computer tomography (CT) scan. This served as reference plane for the CT scan 20 cm below the trochanter major, which was used to determine the cross-sectional area and density of the muscle. The cross-sectional area is measured by manually marking the muscles (Figure 1) and calculating the area and the mean density (CT number or HU) of the selected area.
Force measurement by knee extension torque
Measurement of force (induced by electrical stimulation) was performed by activating the quadriceps muscle by electrical stimulation, using a specifically designed chair.9 Force transducers, connected as a bridge circuit, were placed on a lever near the center of rotation. The isometric knee extension torque was measured at 90° knee flexion by activating the quadriceps muscle with a standardized stimulation program. Force measurements were performed by activating thigh muscles with the large electrodes used for home training. This was both for the safety and to measure the actual force produced by the thigh muscles during training and functional sessions.20
Analyses of muscle biopsies
Through a small skin incision (6 mm in diameter), needle muscle biopsies were taken from the right and left vastus lateralis muscles at a single time point for each patient, as described by Kern et al.7 The resulting specimens were then prepared either for light and/or EM.
Hematoxylin and eosin
Cryosections (10 μm thick) of frozen biopsies were stained with hematoxylin and eosin (H&E), using conventional techniques. Morphometric analyses were performed as described by Rossini et al.21 Briefly, three 10-μm-thick sections were collected on glass slides and stained with H&E using conventional techniques. Images were acquired using a Zeiss microscope connected to a Leica DC 300F camera at low magnification, under the same conditions that were used to photograph a reference ruler. The minimum transverse diameter of each muscle fiber was measured against the reference ruler. The muscle fibers were grouped and the relative percentile was plotted in 5 μm steps. Morphometric analysis was performed with Scion Image for Windows version Beta 4.0.2 (2000 Scion Corporation, Frederick, MD, USA), free software downloaded from the web site: www.scioncorp.com. Tissue type distribution (relative content of interstitial tissue and cumulative muscle fiber areas) was determined using the Adobe Photoshop software (Adobe Systems Incorporated, San Jose, CA, USA).
Immunohistochemistry
Cryosections were labeled with antibodies anti-NCAM (neural cell adhesion molecule) (from Chemicon International, Milan, Italy), as described by Rossini et al.22
Preparation of muscle specimens for transmission electron microscopy
Bioptic samples were fixed and stained as described by Kern et al.7 Briefly, samples were fixed for 2 h in ice-cold 2.5% glutaraldehyde in 0.2 M sodium cacodylate buffer, pH 7.2, followed by a buffer rinse and 1 h fixation in 1% osmium tetraoxide. Specimens were then dehydrated in a graded series of ethanol solutions and embedded in epoxy resin. Ultrathin sections (approximately 40 nm) were cut in Leica Ultracut R (Leica Microsystem, Vienna, Austria) using a Diatome diamond knife (DiatomeLtd., CH-2501 Biel, Switzerlad) and stained in 4% uranyl acetate and lead citrate. Stained sections were then examined with a FP 505 Morgagni Series 268D electron microscope (FEI Company, Brno, Czech Republic), equipped with Megaview III digital camera and Soft Imaging System (Münster, Germany). Figures were mounted and labeled using Adobe Photoshop v7.0.
Statistical analysis
The number of long-term paraplegic patients was small, due to the scarcity of subjects willing to undergo muscle biopsy. As the small sample size did not grant normal value distribution, the Mann–Whitney U-test was used to establish the statistical significance of the observed changes. Larger samplings of the morphometric data allowed the use of Student's t-test.
Statement of ethics
We certify that all applicable regulations concerning the ethical use of human volunteers were followed during the course of this research. (Approval: EK-03-035-0403).
Results
CT scan
Figure 1 shows two representative examples of the thigh cross-sectional area of mid- and long-term paraplegics. Cross-sectional area and quality of the muscle tissue are very similar in the left and right legs of all patients (Table 2). In the mid-term group, the average cross-sectional area of the quadriceps muscle is 49.84±12.76 cm2, (with a mean tissue density of 41.37±4.39 HU), whereas in long-term paraplegics is 38.97±5.09 cm2 (mean tissue density of 38.89±2.37 HU). The statistical analysis indicated that the differences were not significant, even if both values appear to be smaller in the second group of patients.
Force measurement
Table 2 shows the results obtained measuring the knee torque of patients during electrical stimulation: mid-term paraplegics have an average knee torque of 26.33±15.21 Nm, while in the long-term group the average torque is 16.64±7.8 Nm. The high standard deviations reflect the fact that measurement of muscle strength is biased by the undesired activation of the antagonistic muscles (see Discussion).
Histological analysis
Figure 2a shows an H&E stain of a transverse section of a normal human muscle biopsy, characterized by well-packed fibers (presenting slightly different sizes and shapes) and minimal interstitial tissue. Figures 2b–f show mid-term (B, 1.6 years; C, 1.8 years; D, 2.0 years; E, 2.5 years; F, 3.0 years), while Figures 2g–h display long-term (G, 14.0 years; H, 16.8 years, I, 17.0 years, J, 20.3 years) UML biopsies. The muscle fibers show size variability, the large majority being atrophic (mid-term group mean fiber diameter 31.39±21.19 μm and long-term group 36.09±18.35 μm). Muscle fibers larger than normal are marked by the asterisks. On the other hand, very small fibers, presenting the features of severe atrophy (being similar to those of patients with complete lower motor neuron lesion7) are indicated by arrows. Interstitial space between muscle fibers is enlarged in comparison to normal muscle: in fact, morphometry indicates that the interstitial tissue, which in normal muscle is only 4% (Figure 3a), covers 30 and 28%, respectively, in mid- (Figure 3c) and long-term (Figure 3e) paralyzed subjects (t-test: P<0.001). The slight difference between the two SCI groups (30 vs 28%) was not statistically significant.
Table 3 shows that the mean size of muscle fibers is very similar in the left and right legs of each patients. However, the analysis of the fiber size distribution (Figure 3) of normal (panel b), mid-term (panel d) and long-term (panel f) paretic muscles indicates that at least two different muscle fiber populations are present in the long-term group (Figure 3f): severely atrophic fibers (diameter: 10 μm) and atrophic fibers (diameter: 40 μm). In the mid-term sample (Figure 3d) 23.2% of fibers have a diameter smaller than 15 μm, whereas in the long-term group (Figure 3f) this percentage was slightly smaller, 17.0 % (non significant; t-test, P=0.09).
Very small fibers are likely those that lost contact with the lower motor neuron. This interpretation is based on their labeling (red cells in Figure 4) with an antibody against NCAM (or N-CAM, also the cluster of differentiation CD56), a sound marker of muscle fiber peripheral denervation,22 as well as on their EM morphology (see following section for additional evidence). In both SCI groups, there is no relationship between time of SCI and percentage of muscle fibers displaying severe atrophy (Figure 3h), nor between force and average muscle fiber diameter of the quadriceps muscle (Figure 3g), suggesting that no substantial differences exist between the two groups of patients.
One of the patients studied (MT1, see Table 4), the only female participant, presents some characteristics that are different from those of others patients. She has the lowest thoracic level of SCI (T12) and, despite the fact that she had been injured for the shortest period at the time of muscle biopsy, her muscles are more compromised than that of the other patients (severely atrophic). Because of this, it is difficult to decide if this patient should be included in the study or not.
In Table 4, we compared long-term and mid-term groups either including or excluding this patient. By excluding the female participant MT1, the difference in average force between long-term and mid-term groups is larger than in the analysis that includes the patient MT1. This difference, though, is not significant. Also CT scan analysis and muscle morphometry shows a larger difference between the two groups when the MT1 sample is included in the analysis (up to 15–20% at the most), but seldom the differences are statistically significant. Finally, the area of quadricep vs hamstring muscles in the mid-term group including MT1 (6 subjects, 12 thighs), excluding MT1 (5 subjects, 10 thighs) and in the long-term group (4 subjects, 8 thighs) are 87, 87 and 88%, respectively, further suggesting that inclusion of the female participant did not significantly change the results.
Ultrastructural analysis of biopsies from long-term spastic patients
Figures 5a and b show the ultrastructure of a normal human muscle fiber.23, 24, 25 The contractile apparatus, formed by long cylinders called myofibrils, is formed by basic elements, the sarcomeres, which are delimited by Z lines (Figure 5a, black arrows). Sarcomeres of adjacent myofibrils are usually quite well aligned, forming the dark-pale cross striation that characterizes skeletal muscle. Mitochondria are mostly placed next to the Z lines (empty arrows) and next to EC coupling units (Figure 5b).26, 27 EC coupling units, or triads, are formed by one transverse tubule, carrying the action potential and two apposed sarcoplasmic reticulum vesicles, containing the Ca2+ needed to activate muscle contraction (Figure 5b).24
Fiber ultrastructure of paraplegic patients (Figures 5c, d and 6) may not only explain why muscles of paraplegics still develop force, but also why their strength and endurance is decreased when compared to normal subjects. The first important observation is that muscle fibers from paraplegics are either quite large, presenting a fairly well-preserved contractile material, or severely atrophic. Muscle fibers were classified either as striated fiber, if clear cross-striation was visible in the all fiber interior (such as Figure 5c), or as severely atrophic fibers in the presence of disorganization of the contractile apparatus, thickening of the Z line or degeneration (such as Figure 5d). Most of the fibers (⩾77%) were large and presented a myoplasm filled with contractile material organized in myofibrils and sarcomeres (Table 5, column B). A variable percentage of fibers were instead severely atrophic (4–23%, Table 5, column C) and resemble those found in patients that lost their peripheral nerve endings.7
Some peculiar features allowed us to clearly distinguish large striated fibers in our patients from fibers of controls.25 The myofibrillar apparatus, while quite well preserved, is in general less ordered than in normal muscle (Figure 5c, black arrows). In addition, large and abnormal areas filled with glycogen granules, mitochondria and vesicles were also frequent (Figures 5c and 6a, empty arrows). Observation at higher magnification of those regions and of the intermyofibrillar spaces indicated that both metabolic and EC coupling apparatuses were significantly altered (Figure 6). Mitochondria usually lost their specific positioning next to Z lines and were found mostly in clusters just below the sarcolemma (not shown) or between myofibrils (Figure 5c, empty arrows). These areas, also filled with large accumulation of glycogen granules (Figures 5 and 6, arrowheads), contain sarcoplasmic reticulum, which is often unusually fragmented (Figure 6a). The EC coupling apparatus, responsible for triggering muscle contraction by releasing Ca2+ in response to the action potentials, also presented abnormal features: unusually shaped and swollen sarcoplasmic reticulum vesicles formed defective triads (compare Figure 6b with Figure 5b) and were in contact with transverse tubules that were often mis-oriented and/or abnormally convoluted (Figures 6b and c, black arrows). The alteration/disruption of the sarcotubular system also involved the formation of honeycomb structures and multiple junctions (Figures 6b and c, stars).
Discussion
Recent work published by our laboratories have focused on studying the long-term progression of muscle atrophy to muscle degeneration in patients affected by lower motor neurons lesion.7, 8, 9 However, up to now, not much was known about the long-term progression of muscle atrophy in UML patients, that is, subjects in which muscle of the lower extremities is still connected to motor neurons (spastic patients). An understanding of the specific changes that occur in muscle fibers and the extracellular matrix in long-term spastic patients may facilitate the development of new therapeutic strategies.
The most important finding of the present study is that in complete UML the progression of atrophy, after an early fast phase in which muscle mass decreases significantly,10, 11, 12 is extremely slow for many years (up to 20). In fact, after the first few months, muscle atrophy reaches a steady state, which is likely maintained by the reflex activity of the lower motor neuron (spasms). In addition, in the present paper, we show that most fibers from long-term paraplegics, despite the time elapsed from injury (14–20 years), present a fairly well-preserved contractile material (Figure 5), which provides the structural features needed to develop mechanical tension. To our knowledge, this is the first time that muscle from spastic patients that have been paralyzed for such an extended time have been studied under EM at high magnification.
Published literature supports the notion that, although spasticity is multifactorial and neural in origin, significant structural alterations in muscle of paraplegic patients may also occur. This is confirmed in the present study. In fact, substitution of some collective muscle fiber area with connective tissue occurs in our samples (about 30%, see Figures 3d and e). Presence of this abnormal amount of connective tissue may contribute to the muscle weakness and stiffness of the extremities in paraplegics. Anyhow, mid-term and long-term paralyzed leg muscles show an almost identical percentage of interstitial tissue, supporting the idea that, after the first couple of years, the general condition of muscle tissue remains stationary.
Furthermore, our histological, immunohistochemical and ultrastructural analyses indicated that not all the fibers in these patients maintain trophism and a striated interior. In fact, some muscle fibers (up to 50% in some muscle biopsies) closely resemble those found in Cauda Equina Syndrome,7, 8 as if they have been completely inactive for many years; they are very small and closely resemble those found in lower motor neurons lesion injury. The presence of these severely atrophic fibers strongly suggests that at least some fibers have lost their peripheral nerve. The presence of these ‘denervated’ fibers actually represents an internal control, which allows to clearly distinguish those fibers that maintain connection to the axon (larger in diameter and clearly striated). The lack of correlation between the duration of paralysis and the percentage of severely atrophic muscle fibers keeps open the issue of whether their decrease in number in long-term paraplegic muscle is the consequence of: (i) the small size of our cohort, (ii) long-term re-innervation or, more likely, (iii) apoptosis/necrosis of the long-term lower motoneuron-denervated muscle fibers.
The above conclusions remain valid even if the data are analyzed excluding from the mid-term group the MT1 patients (the female participant) whose results appear to be different from those of the other male subjects.
In Table 4, the force of the long-term group appears decreased when the comparison is made with the mid-term group excluding MT1, but the difference remains statistically non-significant. Furthermore, the results of the CT scans and the muscle morphometry at best differ among the mid- and long-term groups by 5–20%, but the changes are statistically significant only in some CT scan comparisons.
The third, more important result of the present study is the explanation of the paraplegia paradox. Contractile material seems to be quite well preserved, in spite of the poor functional outcome of paraplegic muscles, which are much weaker and fatigable than their normal counterparts.1, 2, 3 Our ultrastructural analyses presented in Figure 6, which identified fine alterations of the internal organization of EC coupling and metabolic machineries, could provide additional explanation for the impaired function of the musculature in spastic patients (beside that related to muscle fiber size, enlarged extracellular matrix and the presence of some peripheral denervation). The misalignment of the contractile apparatus, accompanied by the formation of abnormal areas filled with glycogen granules, mitochondria and vesicles, as well as the structural alteration of the metabolic (mitochondria) and activating (sarcotubular) apparatuses, could definitely account for the poor function of spastic muscles, which are weak (low specific force) and fatigable (low endurance) in spite of their not-so-small mass.
Despite the enormous differences in the time of palsy, the parameters analyzed in the present study showed small differences between mid-term and long-term paralyzed muscles, with the possible exception of quadriceps muscle force, in particular, when the MT1 subject is excluded from the mid-term group, (but the difference remains statistically not significant in Table 4). In complete SCI subjects, the absence of pain sensation does not limit the deliverable electrical currents, as it happens in able-bodied subjects and incomplete SCI. So, in order to limit current density and avoid skin damage, we had to use large electrodes and constant voltage stimulation. This was the only clinically viable way to measure near-maximal force of paralyzed muscles while avoiding risks of skin burns,20 in spite of the fact that agonist and antagonist muscles were stimulated at the same time and therefore the transducer did not measure the actual force of the trained quadriceps muscle.
Our results may be of importance for the treatment of paraplegic patients. In fact, the long-lasting maintenance of muscle functional and structural properties suggest that treatments may be started at any time after the injury in these types of patients, possibly with the same, or similar, efficacy. In conclusion, our findings scientifically support the notion that even during the late stages of upper motoneuron paraplegia, there are no upper-time limits (at least, up to 20 years after SCI) to successfully start a training program by FES.
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Acknowledgements
We thank Katia Rossini, Valerio Gobbo, Susy Caccavale, Nicoletta Adami and Donatella Biral for morphometry of light microscopy analyses. This work was supported by the Austrian Ministry of Transport, Innovation and Technology ‘Impulsprogramm’ Grant No.: 805.353 and Otto Bock Healthcare Products GmbH Vienna, Austria; research funds from the Ludwig Boltzmann Institute for Electrostimulation and Physical Rehabilitation at the Institute of Physical Medicine and Rehabilitation (Wilhelminenspital, Vienna, Austria); the Italian C.N.R. funds and the Italian MIUR funds (ex60%) and PRIN 2004–2006 Program (Contract n. 2004061452-002) to UC; research funds from the University G d’Annunzio of Chieti to FP Sponsorship: Austrian Ministry of Transport, Innovation and Technology ‘Impulsprogramm’ Grant No.: 805.353 and Otto Bock Healthcare Products GmbH Vienna, Austria.
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Kern, H., Hofer, C., Mödlin, M. et al. Stable muscle atrophy in long-term paraplegics with complete upper motor neuron lesion from 3- to 20-year SCI. Spinal Cord 46, 293–304 (2008). https://doi.org/10.1038/sj.sc.3102131
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DOI: https://doi.org/10.1038/sj.sc.3102131
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