Abstract
Balancing social utility and equity in distributing limited vaccines is a critical policy concern for protecting against the prolonged COVID-19 pandemic and future health emergencies. What is the nature of the trade-off between maximizing collective welfare and minimizing disparities between more and less privileged communities? To evaluate vaccination strategies, we propose an epidemic model that explicitly accounts for both demographic and mobility differences among communities and their associations with heterogeneous COVID-19 risks, then calibrate it with large-scale data. Using this model, we find that social utility and equity can be simultaneously improved when vaccine access is prioritized for the most disadvantaged communities, which holds even when such communities manifest considerable vaccine reluctance. Nevertheless, equity among distinct demographic features may conflict; for example, low-income neighbourhoods might have fewer elder citizens. We design two behaviour-and-demography-aware indices, community risk and societal risk, which capture the risks communities face and those they impose on society from not being vaccinated, to inform the design of comprehensive vaccine distribution strategies. Our study provides a framework for uniting utility and equity-based considerations in vaccine distribution and sheds light on how to balance multiple ethical values in complex settings for epidemic control.
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Main
Sweeping the globe since its outbreak, the COVID-19 pandemic continues to impose harm and loss on human societies everywhere1. This has revealed and intensified disparities in the health conditions of different communities because of systemic inequities in COVID-19 exposure and access to health systems2,3,4. In the fight against the pandemic, vaccines are regarded as the most critical medical resources, but they still face prominent shortages in many countries and communities5,6. As a result, vaccine prioritization has become a critical policy task in every public health system7,8,9, with well-considered strategies to balance multiple ethical values. Facing the pandemic as a shock to the whole society, we argue that all members should have an equal right and opportunity to attain the best protection from the pandemic. In this light, our aim is to achieve a desirable balance between social utility and equity, where social utility is defined as the prevention of mortality in the entire population, and equity is defined as the mitigation of mortality disparities in disadvantaged demographic groups10,11,12,13. These two goals represent the most visible metrics considered by health authorities and organizations worldwide9,14,15,16, undergirded by the contrasting ethical values of utilitarianism and egalitarianism. As J. Bentham put it, “the well-being of a portion of individuals” can sometimes be sacrificed to achieve “the greatest happiness of the greatest number”17. Previous research has identified trade-offs between social utility and equity in the distribution of health-care resources ranging from disease screening to treatment18,19,20,21,22. In COVID-19 vaccine distribution, the most recent studies have focused on the trade-off between minimizing the years of life lost and minimizing the number of lives lost23,24,25,26,27, both of which reflect social-utility-oriented values and neglect disparities across the population. In light of this gap, we aim to reveal the relationship between social utility and equity in COVID-19 vaccine distribution, with critical implications for designing vaccine prioritization.
Examining the social utility and equity of vaccine distribution strategies requires an epidemiological model that can capture the uneven risks faced by different communities26—for example, older persons and those with greater mobility have higher COVID-19 risk3,28,29,30. However, standard epidemiological models (for example, susceptible–infectious–recovered (SIR)31,32 and susceptible–exposed–infectious–recovered (SEIR)33,34) are built on the assumption of homogeneous population mixing, which prohibits them from capturing heterogeneity in the spread of coronavirus. Some recent work35,36,37 has aimed to augment standard epidemiological models with empirical mobility data, but these neglect inherent vulnerability differences embedded in demographic profiles28. Here we propose an epidemiological model that simultaneously captures heterogeneity in the mobility patterns and demographic profiles of different communities. Calibrated with large-scale mobility and census data covering more than 75 million residents in the United States, our model automatically tunes the dynamics of coronavirus spread within each community on the basis of its demographic profile and traces dispersion among communities with time-varying empirical mobility flows. Our model can accurately predict the number of daily deaths and reconstruct its uneven distribution among communities, enabling the evaluation of equity among communities defined by different demographics—that is, older adult ratio, average household income, essential worker ratio and racial-ethnic minority ratio, which have garnered considerable attention throughout the pandemic4,28,29,30,35,38,39. Accordingly, we examine four vaccine distribution strategies that prioritize communities on the basis of vulnerabilities defined by these four demographic features. We find that social utility and equity can be simultaneously improved when prioritizing the most disadvantaged communities in each demographic dimension for vaccine access. Such a result holds even when low-income communities show considerable vaccine hesitancy, which contrasts with the conventional view of inevitable trade-offs19,20,21,22. Nevertheless, elevating the equity across one demographic dimension can degrade it across others, suggesting that demographic features alone are insufficient to guide vaccine distribution. To overcome this, we propose two demography-and-behaviour-aware indices, community risk and societal risk, designed to measure the effect of prioritizing each community for vaccination to reduce (1) its own mortality risks and (2) the mortality risks it imposes on society as a whole. On the basis of these two indices, we design a framework for vaccine prioritization that simultaneously improves social utility and equity in all dimensions across scenarios of different vaccination rates and timing. By providing a general framework to tease out utilitarian and egalitarian values in COVID-19 vaccine distribution, our findings carry broad implications for the design of vaccination strategies.
Results
Behaviour- and demography-informed epidemic modelling
To capture the heterogeneity in health risk faced by different communities34,35,36, we propose an epidemic model that principally integrates two important factors in the spread of coronavirus—that is, demographic profiles and mobility behaviours (Fig. 1a). Specifically, demographic profile is found to be substantially correlated with the fatality rate of SARS-CoV-2 infection28,40, while mobility behaviour determines the likelihood of exposure to coronavirus35,37,39,41. The proposed behaviour- and demography-informed epidemic model (BD model) therefore divides the studied population on the basis of the minimum geographical units defined by the United States Census Bureau, known as census block groups (CBGs)42, and maintains a local SEIR model for each of them to characterize the dynamics of intra-CBG epidemic spread, where the infection-fatality rate (IFR) is adjusted on the basis of the demographic profile and age-specified risks estimated in previous medical research28 (Supplementary Table 1). To capture inter-CBG transmission resulting from urban mobility, the proposed BD model constructs a bipartite network linking CBGs and points of interest (POIs) with time-varying edges to track hourly movements extracted from the SafeGraph dataset43, where the edge weights reflect temporal mobility intensity. New infections occur in POIs and CBGs with different probabilities determined by environmental characteristics, and infected populations travel to other communities proportional to their extracted movements (Methods, ‘Epidemic model, calibration and preliminary analysis’).
We evaluate the proposed BD model in nine large metro statistical areas (MSAs) in the United States covering over 75 million people and compare it with two baseline models: a standard SEIR model and a metapopulation model that only considers heterogeneous mobility among communities35. Results show that the proposed BD model consistently produces more accurate estimations of daily deaths in each MSA with growth patterns ranging from sub-linear to exponential (Fig. 1b). Specifically, the BD model outperforms the SEIR and metapopulation models by reducing 51.9% (95% confidence interval (CI), 0.504–0.534; P < 0.001) and 35.7% (95% CI, 0.332–0.382; P < 0.001) of the normalized root mean square error (NRMSE), respectively (Fig. 1c and Supplementary Fig. 1). The proposed BD model also reveals higher mortality risks faced by communities with higher older adult ratios, lower household income, higher essential worker ratios and higher minority ratios, consistent with real-world observations4,28,29,30,35,36,39,44 (Fig. 1d). In contrast, the metapopulation model predicts that communities with higher older adult ratios will face unreasonably lower mortality risk, probably due to its inability to model demographic profiles. Furthermore, the SEIR model cannot capture heterogeneous risks in different communities due to its assumption of homogeneous population mixing.
We examine the correlations between demographic profiles and mobility behaviour to explain heterogeneity across communities predicted by the metapopulation model and our proposed BD model (Fig. 1e). We find that the older adult ratio negatively correlates with per capita mobility (r = −0.29), indicating that neglect of demography-specific mortality risk will lead to inaccurate estimations of risk for different age groups. By contrast, our proposed BD model finds that differences in mobility behaviours are outweighed by the change in IFRs due to age structure and predicts higher mortality risk in communities with higher older adult ratios, consistent with previous research28,44. Moreover, communities with lower average household incomes, higher essential worker ratios and higher minority ratios are associated with higher levels of mobility, probably following from limitations in their ability to substantially reduce mobility during the pandemic30,35,36. Both the metapopulation model and the proposed BD model therefore reproduce higher risk associated with low-income communities, while the risk associated with essential worker ratios remains complicated due to the joint effect of demographic and mobility profiles (for example, essential workers generally have higher mobility but younger demographic profiles). In view of this, considering the joint effect of both mobility behaviours and demographic profiles should enable improved prediction of the heterogeneous risks facing different communities. By incorporating both into the epidemic model and utilizing large-scale real-world mobility data for calibration, the proposed BD model is effective in generating accurate daily predictions and capturing heterogeneous risks faced by distinctive communities and provides a framework from which we can analyse the impacts of differing vaccine distribution strategies on social utility and equity.
Consequences of alternative vaccine distribution strategies
Social utility and equity represent the two most important concerns considered by public health policy makers in the COVID-19 pandemic9,14,15,16. These account for the collective welfare of the entire society and disparities among individual communities. As a critical policy concern during the COVID-19 pandemic, discussions of vaccine distribution strategies have centred on the trade-off between social utility and equity45, but this has been inadequately evaluated or supported with empirical data. With the proposed BD model, we aim to reveal mechanisms behind social utility and equity in vaccine distribution with large-scale empirical data. In vaccine distribution, we quantify social utility as a reduction in the overall fatality rate, and we quantify equity as a reduction in the Gini coefficient of fatality rates among communities (Methods, ‘Quantification of social utility and equity’). On the basis of previous analyses that reveal heterogeneous health risks faced by populations with different demographic profiles (Fig. 1d), we focus on four dimensions of equity among communities: equity among age groups, income groups, occupational groups and racial/ethnic groups.
Prioritizing the least advantaged populations is acknowledged as a fundamental value in health-care resource allocation46,47,48. We therefore construct four vaccine distribution strategies that prioritize the most disadvantaged communities defined on four dimensions of demographic profiles: older adult ratio (Prioritize by Age), average household income (Prioritize by Income), essential worker ratio (Prioritize by Occupation) and minority ratio (Prioritize by Race/Ethnicity). As a baseline for comparison, we also construct a Homogeneous strategy, which provides vaccine access to each community with uniform probability49. Our experiments show that strategies that prioritize the worst-off communities drastically improve the equity defined on the corresponding demographic dimension (Fig. 2a). Specifically, equity defined on age, income, essential worker ratio or minority ratio can be improved by 26.2% (95% CI, 0.168–0.356; P < 0.001), 40.5% (95% CI, 0.269–0.541; P < 0.001), 43.1% (95% CI, 0.315–0.547; P < 0.001) or 31.8% (95% CI, 0.179–0.456; P < 0.001) compared with the Homogeneous baseline, respectively. Moreover, in most cases, all four strategies also achieve improvement in social utility compared with the baseline (Fig. 2a), suggesting that overall social utility and equity defined on a specific demographic dimension are likely to be simultaneously improved by prioritizing the most disadvantaged communities within that dimension. This sharply contradicts the conventional view of an inevitable trade-off between social utility and equity19,20,21,22. Detailed analysis reveals that prioritizing communities under greater risk consistently results in larger improvements for both social utility and equity, which further highlights the effectiveness achieved by prioritizing the worst-off communities (Supplementary Table 2).
We further consider and incorporate the potential impacts of vaccine hesitancy and administration capability into our experiments, both of which can substantially undermine the benefit of distributed vaccines. Vaccine hesitancy refers to the phenomenon wherein people mistrust and refuse to take vaccines despite availability, especially in low-income communities50,51. Administration capability refers to the limited capability of local facilities to roll out vaccines, which can be constrained by storage capacity, human force and other institutional factors52,53,54. First, we construct an Estimated Hesitancy scenario by setting vaccine hesitancy rates for different communities according to a population sample-based national assessment50. Second, we construct a Hesitancy + Capability scenario by further superimposing administration capability onto communities, which is estimated from empirical vaccination data provided by the US Centers for Disease Control and Prevention (CDC)55. Specifically, administration capability is estimated as the difference between vaccine acceptance hesitancy derived from surveys and the empirical vaccination rate. It captures the percentage of residents willing to take vaccines but who have not done so, probably due to limited administration capacity (for example, no nearby vaccine administration facility). To investigate how different patterns of vaccine hesitancy affect vaccination strategy results, we further design three hypothetical scenarios, where we set vaccine hesitancy rates from the bottom to top income groups at 0.4, 0.3, 0.2, 0.1 and 0 (Hypothetical-1); 0.8, 0.6, 0.4, 0.2 and 0 (Hypothetical-2); and 0.9, 0.7, 0.5, 0.3 and 0 (Hypothetical-3) (Methods, ‘Vaccination scenarios’). These scenarios sequentially reflect larger differences across income groups and thus allow us to explore more extreme disparities in vaccine hesitancy than we currently observe. In general, improvements in social utility diminish as differences in vaccine acceptance rates grow larger (Fig. 2b). Among the tested prioritization strategies, Prioritize by Income is most sensitive to changes in vaccine hesitancy rates. Nevertheless, its improvement to social utility does not vanish until the vaccine hesitancy rate in the bottom income group rises to five times that in the top group, as in Hypothetical-2, explained by vastly disproportionate risks facing different income groups in the pandemic. This hypothetical hesitancy is far larger than what we observe from data. As expected, in all five scenarios, prioritizing the most disadvantaged communities consistently and significantly improves equity. By following the robust guideline to prioritize the most disadvantaged, social utility and equity can both be improved even if the most disadvantaged groups manifest the most vaccine hesitancy. This demonstrates the out-sized protective impact that would accrue to society from far greater investments in vaccination outreach, education and incentive for our most disadvantaged communities.
For each strategy, we also calculate its impact on equity defined along other demographic dimensions. We find that it is difficult to achieve a comprehensive improvement in all dimensions by simply prioritizing the worst-off communities (Table 1). To reveal the relationships between disadvantages along different demographic dimensions, we analyse correlations among the older adult ratio, average household income, essential worker ratio and minority ratio for each CBG (Methods, ‘Correlation analysis of demographic features’). We observe a positive correlation between older adult ratio and average household income (r = 0.14), indicating that populations with older demographics tend to have higher incomes. Essential worker ratio negatively correlates with older adult ratio (r = −0.2) but positively correlates with average household income (r = 0.28), indicating that populations with larger proportions of essential workers tend to be younger with higher household incomes. Minority ratio negatively correlates with the other three demographic features, but to different extents (r = −0.31 with older adult ratio, r = −0.59 with average household income and r = −0.16 with essential worker ratio; Supplementary Fig. 2). These correlations highlight the mismatch of disadvantaged populations across different demographic dimensions, which results in conflicts between equities that cannot be settled on the basis of demographic features alone. This suggests the need to explore more essential mechanisms underlying demographic features and health that can forecast vaccination outcomes and guide vaccine distribution.
Indices for estimating vaccine prioritization outcomes
To inform the design of vaccine distribution, it is critical to accurately estimate the outcomes that would result from prioritizing certain communities for vaccine distribution. Specifically, for optimal design we must be able to estimate changes in overall social utility and equity when vaccinating each community. Policy designers typically rely either on a single demographic feature56 or on indicators computed solely on the basis of demographic data, such as the social vulnerability index (SVI) designed by the US CDC57. Nevertheless, Fig. 2 shows that such approaches will probably degrade equity along certain dimensions, due primarily to complex associations between distinct demographic profiles, infection-fatality risks and per capita mobility (Supplementary Fig. 3). We therefore design two vaccine outcome indices, community risk and societal risk, that capture the underlying mechanisms. To evaluate changes in equity when vaccinating a community, we design a community risk index as the expected mortality rate, calculated as the product of the estimated contact frequency due to average community movement and the infection-fatality risk associated with community demographic profiles. To evaluate changes in risks to society when vaccinating a community, we design a societal risk index as the expected number of deaths caused by infection in that community and the secondary infections they impose on persons from other communities (Methods, ‘Quantification of community risk and societal risk’). Societal risk thus captures the number of lives saved in the whole population by vaccinating certain communities, providing a proxy for social utility. Our proposed community risk and societal risk indices capture different characteristics of communities that could result in trade-offs between social utility and equity. For example, older people with lower mobility face greater mortality risk once infected, but they are less likely to spread the disease than young people with high mobility. This is manifested by their high community risk and low societal risk indices.
We perform regression analysis to examine the power of these indices for estimating outcomes associated with alternative vaccination distribution strategies. Specifically, we generate numerous vaccine distribution instances, each of which vaccinates a set of randomly selected communities covering 2% of the total population. We obtain the impact on social utility and equity for each vaccine distribution through simulation, and we perform ordinary least-squares (OLS) regression to estimate changes with demographic features and the proposed indices (Methods, ‘Quantification of community risk and societal risk’). Results show that demographic features alone explain only 38.7% (95% CI, 0.365–0.409; P < 0.001) of the variance in fatality rate reduction on average, but the incorporation of our societal risk index raises that value to 67.5% (95% CI, 0.656–0.693; P < 0.001) (Fig. 3b). In addition, demographic features alone explain on average only 62.9% (95% CI, 0.614–0.643; P < 0.001), 46.0% (95% CI, 0.431–0.489; P < 0.001), 41.4% (95% CI, 0.391–0.437; P < 0.001) and 48.5% (95% CI, 0.465–0.505; P < 0.001) of the variances in equity defined on age, income, essential worker ratio and minority ratio, respectively, but incorporating the community risk index raises those values to 70.4% (95% CI, 0.688–0.720; P < 0.001), 57.7% (95% CI, 0.549–0.605; P < 0.001), 52.1% (95% CI, 0.493–0.548; P < 0.001) and 57.9% (95% CI, 0.558–0.599; P < 0.001), respectively (Fig. 3c; the detailed regression results are presented in Supplementary Tables 4–12). The indices of societal risk and community risk significantly improve the estimation of changes in social utility and equity under any community prioritization scheme. These two indices also shed light on the simultaneous improvement of social utility and equity with vaccination. Specifically, we discover a positive correlation between community risk and societal risk (Fig. 3d), which indicates a non-negligible overlap between communities experiencing large community risk and those imposing large societal risk. Therefore, if a vaccine distribution strategy succeeds in targeting such overlapping communities, it can simultaneously achieve improvement in both social utility and equity.
Informing the design of vaccine distribution strategies
On the basis of the proposed indices, we design a flexible framework to generate well-rounded vaccine distribution strategies (that is, a Comprehensive strategy) that can improve both social utility and equity in all demographic dimensions. Our framework integrates community risk, societal risk and demographic profiles with learned weights to generate a comprehensive index of vaccine priority for each community, then distributes vaccines by community accordingly (Methods, ‘Design of vaccine distribution strategies’). Besides the Homogeneous baseline and the four strategies examined in Fig. 2, we construct two additional strategies for comparison. First, an SVI-Informed strategy is designed to prioritize vaccines to communities according to the SVI released by the US CDC57, which is recommended for use in vaccine prioritization56,58. Second, to further justify the necessity of community risk and societal risk, we construct a Comprehensive-Ablation strategy that utilizes demographic features without our indices (Methods, ‘Design of vaccine distribution strategies’).
Results show that the Comprehensive strategy yielded by our framework achieves greater improvements in social utility and all dimensions of equity (Fig. 4a–c). Visualizing the epidemic patterns clearly illustrates that this strategy slows down the increase of deaths, flattening the daily death curve (Supplementary Fig. 4). Compared with the No-Vaccination scenario, distributing vaccines with the Homogeneous strategy reduces death rates by only 6.3% (95% CI, 0.049–0.077; P < 0.001) on average, while our Comprehensive strategy reduces death rates by 20.9% (95% CI, 0.167–0.252; P < 0.001) on average. As for impacts on equity by age, income, occupation and race/ethnicity, the Homogeneous strategy results in little improvement, if not deterioration (−0.1% (95% CI, −0.018 to 0.015; P = 0.343), −2.4% (95% CI, −0.072 to 0.025; P = 0.004), −0.1% (95% CI, −0.035 to 0.032; P = 0.096), 1.8% (95% CI, −0.007 to 0.042; P = 0.104)), while our Comprehensive strategy improves these dimensions of equity by 22.5% (95% CI, 0.159–0.292; P < 0.001), 33.8% (95% CI, 0.144–0.532; P < 0.001), 48.3% (95% CI, 0.304–0.661; P < 0.001) and 39.3% (95% CI, 0.212–0.574; P < 0.001), respectively. In contrast, all the other prioritization strategies, whether based on demographic features (older adult ratio, average household income, essential worker ratio or minority ratio) or indicators calculated solely from demographic data (SVI), degrade either social utility or certain dimensions of equity and thus fail to strike an optimal balance. Although the Comprehensive-Ablation strategy is informed by the same demographic features as the Comprehensive one, it is still unable to guarantee improvements in all health outcome measures because it does not incorporate the impact of mobility. Demographic features are therefore inadequate to guide the design of vaccine distribution strategies alone, but our proposed vaccination outcome indices (community risk and societal risk) complete the framework and generate strategies that resolve the conflicts among utility and equity values.
To examine the generalizability of this framework, we further construct two sets of experimental scenarios that reflect different levels of vaccine supply and epidemic intensity. To estimate the overall performance of a vaccination strategy, we take the sum of relative changes in social utility and the four dimensions of equity, which approximates the calculation of an L1-norm for a vector, but taking sign into account. In the first set of scenarios, we vary the vaccination rate from 5% to 56% of the total population, reflecting different vaccine supply levels (Fig. 4d). Specifically, the vaccination rate of 56% reflects vaccination progress in the United States by October 2021. In this scenario, we construct an additional strategy, Real-World, which distributes vaccines proportional to the real-world distribution estimated by the US CDC55. In the second set of scenarios, we change the timing of vaccination by up to ten days to reflect different levels of epidemic spreading (Fig. 4e). Experiments of finer-grained changes in vaccination rate and timing can be found in the supplementary materials (Supplementary Figs. 5–19). In all variations, our framework successfully yields comprehensive strategies that simultaneously elevate social utility and the four dimensions of equity. We note that the Real-World strategy is highly limited in overall performance, suggesting that there remains substantial space to improve real-world vaccine distribution strategies even with high vaccination rates. Projected improvement is more prominent with lower vaccination rates, which is reasonable because with increased vaccine supply, overlapping vaccinated populations will expand and eventually eliminate the differences between prioritization strategies. Nevertheless, this trend highlights that in the face of greater vaccine shortages, more attention should be paid to coordinate the elevation of overall welfare and the mitigation of health disparities. In sum, our experiments demonstrate that our vaccine distribution framework is generalizable across different MSAs, epidemic burdens and vaccination timings.
Discussion
Coordination among multiple ethical values is of central concern when limited, critical health-care resources such as vaccines must be apportioned to people in the face of profound health crises. In this paper, we aim to strike an improved balance between two critical ethical values, social utility and equity. We note that there are multiple ways to conceptualize inequity in public health undergirded by different theories of distributive justice. To our knowledge, there are at least three distributive justice theories distinguished by their views on what subset of health inequalities should be considered inequity. Cause-oriented theory classifies health inequalities into those caused by nature versus those caused by society and regards only the latter as health inequity59. Action-oriented theory shifts focus to avoidability, proposing that health inequity includes health inequalities “amenable to positive human intervention”, regardless of cause12. This view emphasizes agency-people’s ability to shape the future—acknowledging that humans are able to reduce inequality in many dimensions, even if some result from nature or luck10,13,60. The absolute theory measures health inequity in ungrouped individuals to avoid imposing prejudice and regards virtually all health inequalities as inequity20,61. While each of these theoretical approaches relies on a distinctive mixture of ideological foundations, methodological limitations and pragmatic insights, we build our equity framework primarily on the basis of action-oriented theory. We define health inequity as those health inequalities that could have been mitigated by vaccination, regardless of whether the cause is social or pre-existing health. This research design echoes the framework proposed by National Academies of Sciences, Engineering, and Medicine15, and it identifies age, income, occupation and race/ethnicity as four critical dimensions of equity in our study.
Different from the traditional view of unavoidable trade-offs between social utility and equity, our BD model reveals that prioritizing the most disadvantaged communities for COVID-19 vaccine access can simultaneously improve social utility and equity. This outcome is driven by underlying community heterogeneity in both mobility behaviour and demographic profile. We resolve the tension of equity across different demographic features by designing two indices, community risk and societal risk, to estimate vaccination outcomes. The effectiveness of both indices reveals the necessity to jointly consider both demographic and behavioural heterogeneity in epidemic modelling and policy design.
The vaccine distribution framework we propose provides clear guidance to policymakers. Currently, the prioritization of vaccines is usually based on a rigid stratification of age or occupation38,56,62 and set for the state or country as a whole. In contrast, our framework enables the design of flexible distribution strategies aware of joint effects from mobility behaviours and demographic profiles, which can be tailored to local conditions. Moreover, our framework possesses the following two benefits. First, our method provides meso-scale policy guidance by achieving a balance between effectiveness and ease of implementation. With awareness of heterogeneous risks faced by different CBGs, we can maximize the benefits to society with limited vaccination dosages. Meanwhile, because vaccine priorities are determined on the CBG level, people within the same CBG are not discriminated against, providing local administrations with greater flexibility in the actual vaccine roll-out. Second, our method is privacy-preserving. For both demographic features and mobility records, we use only aggregate data on the CBG level, without revealing any individual information, presenting a minimal invasion of personal privacy. Our framework is therefore not only theoretically informative but also instructive for real-world practice. More broadly, equitable access to immunization is viewed by many as a critical part of the right to health, a fundamental human right endowing every person with the ability to pursue and claim their highest attainable health status63,64. Although it has been listed among the six principles of the Global Vaccine Action Plan since 201165, there is still a long way to go before we reach this goal. Our research provides insights to settle concerns regarding ethical values in the global health crisis with experiments on large, real-world data. Our study has several limitations. First, because medical studies on the etiology and pathogenesis of coronavirus are still ongoing, we only consider the widely acknowledged heterogeneity in IFR associated with age. Second, we focus solely on vaccine distribution within a country, but as the COVID-19 pandemic is a global public health emergency, it is of equal necessity to quantitatively study how to coordinate social utility and equity at the international level16,48. Third, our study focuses solely on the demand side without investigating supply-side issues66. Future research should focus on the impact of vaccination on people’s daily movement and economic recovery; interactions between vaccine manufacturing, transportation and distribution; and vaccine utility and equity issues on a global scale. Nevertheless, our study provides powerful guidance for vaccine prioritization even under circumstances of extreme vaccine hesitancy, recommending far greater societal investments in vaccination outreach, education and incentives for disadvantaged and undervaccinated communities than have hitherto been explored. Vaccinating those worst off represents the best step towards societal protection.
Methods
Epidemic model, calibration and preliminary analysis
Our BD model principally combines demographic profiles and mobility behaviours to simulate epidemic spread in urban communities. First, to reflect the heterogeneity of demographic profiles across communities, we calculate CBG-specific IFRs according to their demographic structure. Here we specifically focus on age structure, as the quantitative influence of age on IFR is the most widely recognized. We divide the population of each CBG into 17 age groups (0–4, 5–9, 10–14, 15–19, 20–24, 25–29, 30–34, 35–39, 40–44, 45–49, 50–54, 55–59, 60–64, 65–69, 70–74, 75–79 and 80+), associated with different levels of infection-fatality risk. To evaluate vaccine distribution strategies, we set IFRs according to recent, well-established findings28. Because the infection–fatality transition for different individuals is independent, CBG-specific IFRs can be calculated as the weighted average of individual IFRs, where weights are determined by the proportion of each age group in the CBG.
Second, to reflect behavioural heterogeneity, populations from different communities do not homogeneously mix but connect via bipartite mobility networks representing visits from CBGs to POIs each hour, estimated from SafeGraph’s data in previous research35. Specifically, each hourly mobility network is represented by a two-dimensional matrix, whose columns correspond to CBGs and rows to POIs. In the simulation, S → E transitions take place in both POIs and CBGs, while E → I and I → R transitions occur only in CBGs. To account for the impacts of different physical environments on transmission characteristics, we use the following adjustable parameters. βhome represents the transmission rate within CBGs, which is shared among all CBGs located in the same MSA. βpoi represents the basic transmission rate within POIs in the same MSA. For each individual POI, the specific transmission rate βpoi(i) is further customized by multiplying βpoi by the median dwelling time of visitors (Ti) and the reciprocal of the squared area (\(S^2_i\)):
Our simulation period lasts 63 days, which provides us with enough time to simulate the impact of vaccination when the pandemic is at the stage of community transmission16. Mobility reduction is observed during the simulation period, which reflects the effect of both non-pharmaceutical interventions (such as shop closing) and citizen reactions (such as a reduction in loitering). As our main objective is to tease out the direct outcomes of vaccine distribution strategies, we have not made assumptions about how vaccination in turn impacts mobility.
To introduce flexibility in adapting to different MSAs, we use a vector of age-stratified IFRs to indicate relative risks, and we estimate the actual IFR by fitting a scaling factor specific to each MSA. Such a practice is justified by the consistency in how IFRs increase with age40. To calibrate the parameters, we use cumulative fatality records released by the New York Times based on reports from state and local health agencies67. We first transform cumulative deaths into daily deaths and smooth them with a sliding window of seven days to mitigate randomness. The parameters are optimized by minimizing the RMSE of daily deaths. To mitigate randomness, each experiment is performed in 30 stochastic simulations with different random seeds, the results of which are averaged to obtain the final predictions. To better characterize the distinctive epidemic situations in different MSAs, we do not assume a fixed reproduction number but instead fit an epidemic model for each. From the well-fitted models, we estimate that the effective reproduction numbers in all MSAs fall around 2, which lies within the plausible range estimated by previous research68,69,70.
To analyse how mortality risks associate with demographic features, we stratify the whole population into deciles according to their older adult ratio, average household income, essential worker ratio and minority ratio. The fatality rate in each decile is calculated as the total number of deaths divided by the total population in decile. According to the occupation data released by the US Bureau of Labor Statistics, it is estimated that in all states, the lowest essential worker ratio in the labour force is 39.3%71. Combined with the World Bank’s estimate in 2020 that the labour force accounts for about half of the total population72, a reasonable essential worker ratio lies beyond 20%. Therefore, when analysing communities stratified by essential worker ratios, we filter those CBGs with a percentage below 20% to mitigate the impact of outliers.
Vaccination scenarios
We assume that vaccines are administered at a single point in time, and we characterize various vaccination scenarios with different vaccination rates (how many vaccines are administered in total) and vaccination timings (when these vaccines are administered). In our first experimental scenario, the vaccination rate is 10%, corresponding to vaccines enough to cover 10% of the population, which is a typical amount of limited supply according to the WHO’s SAGE roadmap16. Vaccination is applied after one month of epidemic simulation (that is, on the 31st day), which reflects the reality in many countries that when vaccines come into use, the epidemic has already reached the stage of community transmission. We assume that all vaccines distributed to communities are effectively used without waste (Fully Accepted), although we alter this in later simulations to model varying levels of vaccine hesitancy.
Corresponding to Fig. 2b, we consider five additional vaccination scenarios to reflect the waste of distributed vaccines due to residents’ vaccine hesitancy and communities’ limited access to vaccines. In the Estimated Hesitancy and Hesitancy + Capability scenarios, we set vaccine acceptance rates according to a sample-based national assessment50. Communities with an average annual household income in the range of [0, 30,000], [30,001, 60,000], [60,001, 99,999] or [99,999, ∞] are associated with a vaccine acceptance rate of 72%, 74%, 81% or 86%, respectively. In Hesitancy + Capability, we further combine our estimated vaccine acceptance rate with real vaccination data from the US CDC55, to calculate the vaccine accessibility in each community. The CDC provides the percentage of persons of different ages and ethnic groups that have been fully vaccinated. We take the vaccination data from 15 October 2021 (as shown in Supplementary Tables 13 and 14), calculate the weighted average over CBGs’ age structure and ethnicity composition, and multiply the age-determined rates by the ethnicity-determined rates to obtain each CBG’s current vaccination rate. If a CBG’s vaccination rate is lower than its residents’ vaccine acceptance rate, this means that some residents are willing to take vaccines but remain hindered by vaccine accessibility in the CBG. We thus divide obtained vaccination rates by real-world vaccine acceptance rates50 to obtain each CBG’s vaccine accessibility. In three hypothetical scenarios, we assign different vaccine acceptance rates to five income groups of CBGs to reflect the observed positive correlation between income and vaccine acceptance. Specifically, vaccine acceptance rates from the bottom to top income groups are set to be 0.6, 0.7, 0.8, 0.9 and 1 (Hypothetical-1); 0.2, 0.4, 0.6, 0.8 and 1 (Hypothetical-2); and 0.1, 0.3, 0.5, 0.7 and 1 (Hypothetical-3), sequentially reflecting larger differences across income groups.
Corresponding to Fig. 4d,e and Supplementary Figs. 6–19, we construct two series of vaccination scenarios by varying vaccination rates and vaccination timings to examine the generalizability of our Comprehensive strategy. First, we set the vaccination rate to 5%, 15%, 20%, 40% and 56% of the total population (Fig. 4d) and to 3%, 8%, 13% and 18% of the total population (Supplementary Figs. 6–8 and 12–15). Second, we set the vaccination timing to the 26th, 36th and 41st days (Fig. 4e) and to the 24th, 29th, 34th and 39th days (Supplementary Figs. 9–11 and 16–19).
In all scenarios, we assume that vaccination is fully effective—that is, people that have been vaccinated will not become infected or die from the disease during the remaining time in the simulation. Because we model vaccine distribution on the CBG level, we obtain each CBG’s transmission and fatality risks by multiplying their original values by the vaccination rate—that is, if the vaccination rate in a CBG is 50%, the transmission and induced fatality risks its residents experience will halve.
Correlation analysis of demographic features
With demographic data from SafeGraph and the American Community Survey covering more than 42,000 CBGs for nine large MSAs in the United States, we analyse the pairwise correlations among four demographic features: older adult ratio, average household income, essential worker ratio and minority ratio. To eliminate scale differences across demographic features as well as systematic differences across MSAs, we first transform the absolute values of demographic features into percentile ranks for each MSA to reflect their relative levels compared with other CBGs of the same MSA. Next, we aggregate data from different MSAs and calculate the Spearman correlation between each pair of demographic features. In visualizing association patterns between demographic features (Supplementary Fig. 2), the probability distribution functions are estimated non-parametrically with Gaussian kernel density estimation.
Quantification of social utility and equity
We define metrics of social utility and equity in accordance with the fundamental ethical principles of maximum benefit and mitigation of health inequities in the National Academies of Sciences, Engineering, and Medicine’s proposal15. The maximum benefit principle aims at reducing the total damage of the pandemic. As loss of life represents severe and irreversible damage40, we quantify social utility as an overall reduction in the fatality rate. The mitigation of health inequities principle aims to address higher risks faced by certain disadvantaged demographic groups. Specifically, we consider health inequity as health inequalities that could have been mitigated with vaccines, regardless of whether the cause is pre-existing health conditions or social deprivation10,11,12,13. The COVID-19 pandemic has imposed substantially higher mortality risk on older adults, low-income households, essential workers and racial/ethnic minorities4,30,38,41,44. Unlike inevitable mortality due to incurable disease, COVID-19-induced mortality risk does not evade prevention and can be effectively reduced with vaccination. We therefore define equity on four demographic dimensions: age, income, occupation and race/ethnicity. First, equity by age is calculated among CBGs with different rates of older adults, where people over 70 years old are defined as ‘older adults’ in our case, because they face significantly higher risks of death upon infection. Second, equity by income is calculated among CBGs with different average household incomes. Third, equity by occupation is calculated among CBGs with different essential worker ratios. We calculate essential worker ratios by combining the essential occupation list released by Delaware and Minnesota73 with the CBG-level employment data from SafeGraph, following the practice of relevant studies41,74. Finally, equity by race/ethnicity is calculated among CBGs with different rates of racial/ethnic minority population. Here we follow the widely adopted approach to estimate ‘racial/ethnic minority’ with the complementary percentage of non-Hispanic white residents75,76. More specifically, we adopt the widespread Gini coefficient77,78,79,80, which reflects the relative mean absolute difference between all pairs of objects. We take the negative of the Gini coefficient for fatality rates among demographic groups as the inequity in that dimension, calculated as follows: for each demographic dimension, we rank all CBGs according to the corresponding feature and then divide them into N groups covering populations of virtually identical sizes. We denote the fatality rate of the ith group as fi and the average fatality rate as \(\bar{f}\). The CBG groups are first placed in ascending order of fatality rate. The Gini coefficient G is then calculated as follows:
Quantification of community risk and societal risk
The design of the community risk and societal risk indices integrates demography with empirical mobility data. First, the infection risk for each CBG (denoted Φ) is calculated as the sum of two parts: the within-CBG infection risk (Φhome) and the infection risk from POIs that the CBG’s residents visit (Φpoi). To obtain the average mobility level for each CBG, we perform calculations on the average CBG–POI visiting matrix over all hours. For each CBG, the average population staying at home is denoted as Nhome, while the average population visiting the i-th POI is denoted as Npoi(i). Because the effect of age on infection risk is not clearly understood81, we do not make assumptions about its relation with residents’ demography. For residents from any CBG, we denote the within-CBG transmission rate as βhome and POI-specific transmission rates as βpoi(i).
People staying in CBGs rather than visiting POIs are more likely to stay at home instead of interacting with all others present in the same CBG through uniform mixing. We therefore divide CBG populations by total households according to census data from the American Community Survey to estimate the average household size for each CBG (denoted as Phousehold), and we assume that each individual staying in the CBG makes contact with that average. To deal with outliers, the quotient is further clipped to be at most 10, in accordance with the distribution of household sizes in the United States82. The calculations are shown below:
The fatality rate specific to each CBG is denoted α, and the average fatality rate for all CBGs belonging to the same MSA is denoted \(\overline{\alpha }\). For each CBG, community risk is equal to the expected number of deaths among its residents, and societal risk is equal to the expected deaths caused by this CBG across the whole MSA, which consists of two parts: deaths among its own residents and deaths of residents from other CBGs. In a population with a minority of infectious people but a majority of healthy, susceptible people, the probabilities of being infected and of infecting others are asymmetric, although they depend on the same mobility process. To account for this asymmetry, we further adjust the two terms with the proportion of infected population (denoted γ) and that of susceptible population (denoted δ) obtained by running our simulation until the examined time—that is, the 31st day (Supplementary Table 15). The calculations are shown below:
To justify community risk and societal risk as indices of vaccination outcomes, we perform OLS regressions of the change in social utility and the four dimensions of equity in each MSA. In simulating various vaccination strategies, we randomly sample and vaccinate 2% of the total population to achieve a range of vaccination results and then compute health outcomes. To generate more diverse samples in the sampling phase, we first divide the CBGs into 36 = 729 groups, corresponding to their levels (high/median/low) in the four demographic features and the two indices. After merging groups with too few CBGs, we generate a fixed number of samples for each group. For each experiment, we perform 30 stochastic simulations and take the average as our final result.
To examine whether societal risk improves the prediction of the impact of vaccination on social utility, we regress change in social utility on (1) the average and standard deviation of each of the four demographic features (that is, eight independent variables) and (2) the average and standard deviation of each of the four demographic features plus societal risk (that is, ten independent variables). Next, to examine whether community risk improves the prediction of vaccination impact on equity, we regress changes in equity by age, equity by income, equity by occupation and equity by race/ethnicity, respectively, on (1) the average and standard deviation of the four demographic features and (2) the average and standard deviation of the four demographic features plus community risk. To estimate goodness of fit for different regression models, we compare the values of adjusted R2, which reflects the proportion of variance in the dependent variable explained by the independent variables, accounting for the number of independent variables.
Design of vaccine distribution strategies
General method of vaccine distribution
The central step in vaccine distribution is to generate a priority index for each community (CBG) and sequentially distribute vaccines to CBGs according to those priorities. A CBG will not receive vaccines unless those with higher priority are fully vaccinated, so as to prevent discrimination within the same CBG and to focus on CBG-level distribution free from additional hyper-parameters. Specifically, when constructing vaccine distribution priorities according to a single demographic feature (that is, Prioritize by Age, Prioritize by Income, Prioritize by Occupation or Prioritize by Race/Ethnicity), demographic groups are ranked in descending order of predicted fatality rate, and only CBGs belonging to the group with the largest average fatality rate are considered for vaccine access. Inside each demographic group, vaccines are sequentially distributed to CBGs ranked according to the corresponding demographic feature (for example, age). Additionally, an adaptive scheme is introduced to periodically adjust group priorities after a fixed number of vaccines are distributed (for example, 1% of the population).
SVI-Informed vaccine distribution strategy
The SVI is released and maintained by the US CDC / Agency for Toxic Substances and Disease Registry, which combines multiple socio-economic features to assess community resilience in the face of hazardous events, including epidemics57. We use this index to construct an SVI-Informed strategy, which distributes vaccines according to SVI ranking in each MSA. We use the current (2020) release of the SVI 2018 for census tracts, which represents the most up-to-date version of the data. Estimated at the level of census tracts, which are larger geographical units than CBGs, SVI does not distinguish CBGs from the same census tract. Accordingly, our SVI-Informed strategy associates CBGs of the same census tract with the same priority and assigns vaccines to them indistinguishably.
Real-World vaccine distribution strategy
Corresponding to Fig. 4d and the scenario with a vaccination rate of 56%, we construct an additional Real-World strategy that distributes vaccines proportionally to the real-world distribution estimated by the US CDC55. Following the same methodology as in Methods, ‘Vaccination scenarios’, we first use vaccination data retrieved in October 2021 to calculate age-and-ethnicity-determined vaccination rates for each CBG. Then, to ensure a fair comparison, we proportionally scale up vaccination rates in all CBGs so that the total number of vaccines is equal to that in other distribution strategies.
Framework for Comprehensive vaccine distribution strategies
Given the complex relationships not only among demographic features but also between demographic features and underlying mechanisms that determine epidemic impact, we must carefully devise strategies for vaccine distribution to obtain simultaneous improvement of social utility and equity along different demographic dimensions. We therefore propose a flexible framework to automate the design of such a Comprehensive strategy via joint consideration of community risk, societal risk and multiple demographic features. To construct our Comprehensive strategy, we first rank the CBGs according to each of the four demographic features (older adult ratio, average household income, essential worker ratio and minority ratio) and the two indices (community risk and societal risk). We then use TOPSIS, a widely used multi-criteria ranking method83, to obtain a comprehensive index of vaccine priority via a weighted combination of the above six features. The initial weights of the six features are set to be equal. To adapt to the specific demographic and mobility patterns in different MSAs, optimal weights are determined through a greedy process to combine multiple features. Starting from an equally weighted combination, we perform simulations to estimate outcomes in social utility and the four dimensions of equity, and we then adjust the weights according to the following heuristic guidelines: (1) when improvement in any dimension of equity is unsatisfactory, the weight of the corresponding demographic feature will be increased; and (2) when improvement in social utility is unsatisfactory, the framework will require trials to increase the weight of either community risk or societal risk. Pseudocode describing the decision process is provided in Algorithm 1 (Supplementary Note 1).
To justify the critical roles played by the proposed behaviour-and-demography-aware indices, we also construct an ablation of our Comprehensive strategy (Comprehensive-Ablation). In this version, the vaccine priorities of the CBGs are calculated only on the basis of a weighted combination of the four demographic features, removing their community risk and societal risk. We examine the generalizability of our Comprehensive strategy under scenarios with different vaccination rates and timings (see Methods, ‘Vaccination scenarios’ for the details).
Reporting summary
Further information on research design is available in the Nature Research Reporting Summary linked to this article.
Data availability
COVID-19 daily death data are available from the New York Times (https://github.com/nytimes/covid-19-data). Mobile phone mobility data and demographic data for CBGs are freely available upon request for academic, non-profit use from SafeGraph (https://www.safegraph.com/academics), which is a data company that aggregates anonymized location data from numerous applications to provide insights about physical places, via the SafeGraph Community. Estimated mobility networks are retrieved from http://covid-mobility.stanford.edu. Social vulnerability indices for communities are available at the website of the US Agency for Toxic Substances and Disease Registry (https://www.atsdr.cdc.gov/placeandhealth/svi/data_documentation_download.html). Vaccination data are available at the website of the US CDC (https://covid.cdc.gov/covid-data-tracker/#vaccination-demographic). The processed data have been deposited in Zenodo (https://doi.org/10.5281/zenodo.6608362).
Code availability
The code used in this research has been deposited in Zenodo (https://doi.org/10.5281/zenodo.6609393).
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Acknowledgements
This work was supported in part by the National Key Research and Development Program of China under grant no. 2020AAA0106000 to Y.L. and the National Natural Science Foundation of China under grant no. U1936217 to Y.L. The funders had no role in study design, data collection and analysis, decision to publish or preparation of the manuscript.
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F.X., P.H., Y.L. and J.E. jointly launched this research and provided the research outline. L.C., F.X. and Y.L. designed the research methods. L.C. performed the experiments and prepared the figures. F.X., Z.H., K.T., Y.L., P.H. and J.E. provided critical revisions. All authors jointly analysed the results and participated in writing the manuscript.
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Chen, L., Xu, F., Han, Z. et al. Strategic COVID-19 vaccine distribution can simultaneously elevate social utility and equity. Nat Hum Behav 6, 1503–1514 (2022). https://doi.org/10.1038/s41562-022-01429-0
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DOI: https://doi.org/10.1038/s41562-022-01429-0